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Consent Order: Nexo Capital, Inc.

Monday, February 6, 2023

Categories: Enforcement Actions

Enforcement Order: Jamieson Capital Financial LLC, a North Dakota Limited Liability Company, and Jeremy L. Carlson

Thursday, December 22, 2022

Categories: Enforcement Actions

Findings of Fact, Conclusions of Law, Cease and Desist Order, Notice of and Order for Rescission, Notice of and Order for Civil Penalties, Notice of Reservation of Commissioner's Authority to Amend Order, and Notice of Right to Request a Hearing

National Sports Opportunity Partners LLC, a/k/a the trade name, National Sports Opportunity LLC, ICON Investment Group, LLC, Leftfield Development, LLC, and Michael Kuntz

Friday, July 29, 2022

Categories: Enforcement Actions

Cease and Desist Order, Notice of Civil Penalties, Order for Rescission, and Notice of Right to Request a Hearing

Jamieson Capital Financial, LLC, a North Dakota limited liability company, and Jeremy L. Carlson

Monday, July 18, 2022

Categories: Enforcement Actions

Findings of Fact, Conclusions of Law, Order to Summarily Suspend Investment Adviser Registration, Notice of Proposed Order to Revoke Investment Adviser Registration, Cease and Desist Order, Notice of Civil Penalties, Order for Rescission, Notice of Reservation of Commissioner's Authority to Amend Order, and Notice of Right to Request a Hearing

Jamieson CAPEX Fund, LLC, Jamieson Medical, LLC, Jamieson Natural Resources Fund, LLC, Nova DC, LLC, Secure Income Fund, LLC, Jamieson Legacy Fund, LLC, Mainstreet Investment Partners, LLC, National Sports Capital, LLC, and Jeremy L. Carlson

Monday, July 18, 2022

Categories: Enforcement Actions

Stop Order Summarily Suspending the Offer and Sale of Federal Covered Securities, Cease and Desist Order, Notice of Civil Penalties, and Notice of Right to Request a Hearing

Bankers Life and Casualty Company and BLC Financial Services, Inc. - Amendment to Consent Order

Thursday, July 14, 2022

Categories: Enforcement Actions

BlockFi Lending LLC - Consent Order

Friday, April 22, 2022 at 12:01 pm

Categories: Enforcement Actions

Bio-Sunn Technologies, Inc., a North Dakota Corporation, Lewis Bauer, Equity Fund International (EFI), Inc., a Georgia Corporation, and Christopher Williams - Cease and Desist, Civil Penalty, Rescission Order

Wednesday, December 1, 2021

Categories: Enforcement Actions

Fiduciary Investment Funds, Fiduciary Investment Services, LLC & Mark G. Wagner - Consent Order

Thursday, February 18, 2021

Categories: Enforcement Actions

Fundrise Entities - Consent Order & Consent to Entry of Order

Friday, July 24, 2020

Categories: Enforcement Actions

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