News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

LendingClub Corporation - Consent Order & Consent to Entry of Order

Tuesday, July 14, 2020

Categories: Enforcement Actions

Solium Financial Services LLC - Consent Order

Monday, June 22, 2020

Categories: Enforcement Actions

DHA Financial, LLC - Consent Order & Consent to Entry of Order

Monday, March 2, 2020

Categories: Enforcement Actions

LPL Financial LLC - Consent Order

Saturday, February 9, 2019

Categories: Enforcement Actions

Union Bank Payment Coin, a/k/a UBPC, and its Officers, Directors, Agents, and Employees - Cease and Desist Order

Monday, November 19, 2018

Categories: Enforcement Actions

CacheCoine Corp., and Harlen Lee Ellis - Cease and Desist Order, Notice of Civil Penalty, Notice of Right to Request Hearing

Thursday, October 11, 2018

Categories: Enforcement Actions

Life Cross Coin, a/k/a Lifecrosscoin GmbH, and its Officers, Directors, Agents, and Employees - Cease and Desist Order

Wednesday, October 10, 2018

Categories: Enforcement Actions

Advertiza Holdings (Pty) Ltd, a South African registered company, and its Officers, Directors, Agents, and Employees - Cease and Desist Order

Wednesday, October 10, 2018

Categories: Enforcement Actions

Crystal Token and its Officers, Directors, Agents, and Employees - Cease and Desist Order

Wednesday, October 10, 2018

Categories: Enforcement Actions

BitConnect LTD and BitConnect International PLC, United Kingdom limited companies, and their Officers, Directors, Agents, and Employees - Cease and Desist Order

Thursday, September 20, 2018

Categories: Enforcement Actions

Subscribe to News View