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EPCOM, Ltd., Eldon P. Anderson - Cease and Desist Order

Monday, January 20, 2003

Categories: Enforcement Actions

American Capital Corporation - Consent Order

Friday, December 6, 2002

Categories: Enforcement Actions

Craig F. Wollenburg, SPF Energy, Inc. - Order to Suspend Agent Registration

Wednesday, November 20, 2002

Categories: Enforcement Actions

U. S. Petroleum, LLC, MEA Services - Cease and Desist Order

Tuesday, November 19, 2002

Categories: Enforcement Actions

Fegen & Associates, Legend Mobile f/k/a PTN Media, Inc., Nicholas A. Fegen, Peter C. Klamka - Cease and Desist Order

Friday, November 1, 2002

Categories: Enforcement Actions

Henry Foods, Inc. d/b/a Delimax - Consent Order

Wednesday, October 30, 2002

Categories: Enforcement Actions

MDVIP, Inc., Ross O. Haugen, CGF Securities, LLC - Cease and Desist Order

Thursday, October 3, 2002

Categories: Enforcement Actions

Capital Growth Real Estate Partners of Miami, LLC, Ross O. Haugen, CGF Securities, LLC - Cease and Desist Order

Thursday, October 3, 2002

Categories: Enforcement Actions

American Capital Corporation, Ross O. Haugen - Cease and Desist Order

Thursday, October 3, 2002

Categories: Enforcement Actions

Forex Capital Group, LLC, Alaron FX, John Normanton - Cease and Desist Order

Tuesday, September 10, 2002

Categories: Enforcement Actions

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