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First Call Ventures, LLC d/b/a First Call Movers, Thomas M. White - Order to Vacate, Cease and Desist Order

Tuesday, September 25, 2012

Categories: Enforcement Actions

Caldwell International Securities Corporation - Consent Order, Consent to Entry of Order

Monday, August 27, 2012

Categories: Enforcement Actions

New Hi-Tech Oil & Gas Discoveries, LLC, Dennis W. Stutes - Stop Order Summarily Suspending the Offer and Sale

Monday, August 13, 2012

Categories: Enforcement Actions

Freedom USA Investing, LLC, James Young - Cease and Desist Order

Tuesday, July 31, 2012

Categories: Enforcement Actions

Scott L. Biggs - Cease and Desist Order

Tuesday, July 3, 2012

Categories: Enforcement Actions

Robert H. Medhus, RTM, Ltd., Medhus Company, Associated Financial Services, Inc. - Cease and Desist Order

Thursday, June 21, 2012

Categories: Enforcement Actions

First Call Ventures, LLC d/b/a First Call Movers, Thomas M. White, Please see VACATED ORDER - Cease and Desist Order

Monday, April 30, 2012

Categories: Enforcement Actions

Alan Bernhagen - Consent Order, Consent to Entry of Order

Monday, March 5, 2012

Categories: Enforcement Actions

Hartford Equity Sales Company Inc., Craig H. Miller - Consent Order, Consent to Entry of Order

Monday, March 5, 2012

Categories: Enforcement Actions

Piper Jaffray & Co., Brady Vollmers - Consent Order, Consent to Entry of Order

Thursday, February 16, 2012

Categories: Enforcement Actions

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