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Recent News

Consent Order: Edward D. Jones & Co., L.P.

Monday, January 13, 2025

Categories: Enforcement Actions

Administrative Consent Order


North Dakota Joins $17 Million Multi-State Enforcement Settlement with Edward Jones

Monday, January 13, 2025

Categories: Enforcement Actions

Investor Advisory: Pig Butchering Scams

Wednesday, September 11, 2024

Categories: Investor Alerts and Advisories

Pig Butchering is a term and metaphor used to describe a scam perpetrated over a long period of time to steal a victim’s money repeatedly via online apps. This advisory outlines how these scams work and how to identify red flags.


Investor Advisory: Precious Metals and Coin Investments

Wednesday, July 31, 2024

Categories: Investor Alerts and Advisories

An investor needs to know their investment objectives and understand the risks that come with a precious metals investment.  Precious metals are commodities, and like other commodities, their price can fluctuate dramatically. While there may be room in a diversified portfolio for precious metals, investors should consider several factors to determine if precious metals fit their investment objectives.


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For Assistance Contact:

Adam Montgomery, Examiner / Investigator, Email Adam

Phone: (701) 239-7184