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SECURITIES COMMISSIONER ANNOUNCES ADDITIONAL $596,000 IN REPAYMENT FOR WANNER PONZI VICTIMS

Thursday, March 29, 2018

Main Street Hospitality, LLC, and Robert Pagan - Cease and Desist Order, Order for Rescission, Notice of Right to Request Hearing, Order for Civil Penalty

Thursday, March 8, 2018

Categories: Enforcement Actions

H. Michael Hardy, RSE, Inc., and Hardy Management Group, LLC - Consent Order

Monday, February 26, 2018

Categories: Enforcement Actions

Securities Commissioner Reminds Investors to Approach Cryptocurrency with Caution

Thursday, January 4, 2018

Categories: Investor Alerts and Advisories

Bismarck, ND, January 4, 2018 — With cryptocurrencies continuing to attract headlines, Securities Commissioner Karen Tyler today reminded North Dakota investors to be cautious about investments involving cryptocurrencies.

Elements Franchising, LLC and Christopher J. Palumbo - Desist and Refrain Order, Notice of Right to Request Hearing, Order for Civil Penalty

Friday, December 15, 2017

Categories: Enforcement Actions

Rash Enterprises, LLC, Taylor Rash, and Tom Doll - Cease and Desist Order, Order for Rescission, Notice of Right to Request Hearing, Order for Civil Penalty

Friday, December 15, 2017

Categories: Enforcement Actions

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SECURITIES COMMISSIONER ANNOUNCES ADDITIONAL $596,000 IN REPAYMENT FOR WANNER PONZI VICTIMS

Main Street Hospitality, LLC, and Robert Pagan - Cease and Desist Order, Order for Rescission, Notice of Right to Request Hearing, Order for Civil Penalty

H. Michael Hardy, RSE, Inc., and Hardy Management Group, LLC - Consent Order

Securities Commissioner Reminds Investors to Approach Cryptocurrency with Caution

Elements Franchising, LLC and Christopher J. Palumbo - Desist and Refrain Order, Notice of Right to Request Hearing, Order for Civil Penalty

Rash Enterprises, LLC, Taylor Rash, and Tom Doll - Cease and Desist Order, Order for Rescission, Notice of Right to Request Hearing, Order for Civil Penalty

Pennies to Paychecks Energizes North Dakota Students

Securities Commissioner Announces $2.4 Million Settlement in Wanner Ponzi Scheme

Questar Capital Corporation - Settlement Agreement

Susan L. Welo, Welo Wealth Management - Cease and Desist Order, Notice of Right to Request Hearing