News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

INVESTOR ALERT FROM THE NORTH DAKOTA SECURITIES DEPARTMENT

Tuesday, September 7, 2004

GRAND FORKS BROKER SUSPENDED

Thursday, September 2, 2004

Global eScience Corp., Virgil Hentz - Cease and Desist Order

Monday, August 30, 2004

Categories: Enforcement Actions

COMMISSIONER TYLER SPEAKS AT NATIONAL ECONOMIC CRIME SUMMIT

Tuesday, August 17, 2004

Ross Owen Haugen - Order for Summary Suspension of the Investment Advisor Registration

Friday, August 13, 2004

Categories: Enforcement Actions

InterSecurities, Inc., Richard Colling - Consent Order

Thursday, August 12, 2004

Categories: Enforcement Actions

Berthel, Fisher & Company Financial Services, Inc., Lawrence W. Warren - Consent Order

Wednesday, July 28, 2004

Categories: Enforcement Actions

Preferred Trust & Management, Ltd., Larry Borud - Consent Order

Wednesday, July 28, 2004

Categories: Enforcement Actions

HELPING TEACHERS BRING PERSONAL FINANCE EDUCATION INTO THE CLASSROOM

Tuesday, July 6, 2004

Preferred Trust and Management, LTD, Ron Stafford - Consent Order

Wednesday, June 30, 2004

Categories: Enforcement Actions

Subscribe to News View