News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

Donald O. Atuegbu, Nigerian National Petroleum Corporation - Cease and Desist Order

Monday, October 21, 1996

Categories: Enforcement Actions

Vern Van Ornum - Cease and Desist Order

Tuesday, October 1, 1996

Categories: Enforcement Actions

Nigerian National Petroleum Corporation, Central Bank of Nigeria, Alhaji D. Bayero - Cease and Desist Order

Monday, September 30, 1996

Categories: Enforcement Actions

FACT Companies, Richard Furrer, Janelle Furrer, Ward Hughes, Joseph M. Malloy, James Herbst, Darreld Kartes - Cease and Desist Order

Tuesday, September 24, 1996

Categories: Enforcement Actions

Information Processing Office - Cease and Desist Order

Wednesday, September 4, 1996

Categories: Enforcement Actions

Murchison Investment Bankers, Inc., Burll Dean Murchison, Richard Alan Murchison, James Roland Arnold, Lee Edward Burton -

Friday, June 14, 1996

Categories: Enforcement Actions

Joseph F. Desanto, Joseph Roberts & Co., Inc. - Revocation Order

Sunday, June 9, 1996

Categories: Enforcement Actions

A.G. Edwards & Sons, Inc., Cameron Erickson, Unitech Industries, Inc. - Order for Hearing

Saturday, June 8, 1996

Categories: Enforcement Actions

Gary Swernik, Dana Bersch a/k/a Frank Bersch, Boulder, Inc. d/b/a Yu-Chu's, Ed Foo Yung's Inc. a/k/a Ed Foo Yung's Ltd. - Order for Hearing

Friday, May 31, 1996

Categories: Enforcement Actions

Gary Swernik, Dana Bersch a/k/a Frank Bersch, Boulder, Inc. d/b/a Yu-Chu's, Ed Foo Yung's Inc. a/k/a Ed Foo Yung's Ltd. - Notice of Right to Request Hearing

Friday, May 31, 1996

Categories: Enforcement Actions

Subscribe to News View