News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

HIGH-YIELD INVESTMENT PROGRAMS: Don't Get Roped In

Wednesday, November 26, 2014 at 11:00 am

Categories: Investor Alerts and Advisories

The advisory includes tips to help investors recognize a high-yield investment program and offers steps investors should take to protect themselves from these scams.

Anti-Fraud Event for Seniors

Tuesday, November 25, 2014

Western North Dakota Students Make Sense of Finance With Sketch Comedy

Thursday, October 2, 2014

J. P. Morgan Securities, LLC - Administrative Consent Order

Sunday, August 24, 2014

Categories: Enforcement Actions

Landolt Securities, Inc. - Consent to Entry of Order, Consent Order

Monday, July 28, 2014

Categories: Enforcement Actions

Event: Investment Fraud Seminars to Be Held in 6 Cities

Thursday, July 17, 2014

Virtual Currency

Wednesday, June 11, 2014 at 11:00 am

Categories: Investor Alerts and Advisories

North Dakota Securities Department ISSUES INVESTOR ADVISORY ON VIRTUAL CURRENCY
It pays to know what’s in your e‐Wallet

Social Voucher.com, Inc., Gerald C. Parker - Consent to Entry of Order, Consent Order

Friday, June 6, 2014

Categories: Enforcement Actions

ATEL Securities Corporation - Consent to Entry of Order, Consent Order

Friday, May 9, 2014

Categories: Enforcement Actions

Midwest Gold Company, LLC, Kirk Scott Grace - Cease and Desist Order, Notice of Civil Penalty, Notice of Right to Request Hearing

Friday, March 14, 2014

Categories: Enforcement Actions

Subscribe to News View