Wednesday, April 24, 2013 at 11:00 am

Categories: Investor Alerts and Advisories

Whether you are just starting a retirement fund or need additional help with growing and managing your money, you may benefit from selecting an investment services professional. Finding a person who is knowledgeable, affordable, and trustworthy may be a challenging process. This advisory provides basic information on three types of financial services professionals and their obligations to you as a client: broker-dealer agents, investment adviser representatives, and financial planners. An individual professional can hold any of these three credentials or titles, among others.


Tuesday, April 16, 2013

Categories: Enforcement Actions

Monday, March 18, 2013


Thursday, March 14, 2013 at 10:57 am


Monday, March 11, 2013

Bismarck, ND - Robert H. Medhus, a former securities broker, has been criminally charged with securities fraud, the sale of unregistered securities, and theft of property.