News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

Caldwell International Securities Corporation - Consent Order, Consent to Entry of Order

Monday, August 27, 2012

Categories: Enforcement Actions

SECURITIES COMMISSIONER ISSUES CEASE AND DESIST ORDER - New Hi-Tech Oil & Gas Discoveries, LLC

Wednesday, August 15, 2012

New Hi-Tech Oil & Gas Discoveries, LLC, Dennis W. Stutes - Stop Order Summarily Suspending the Offer and Sale

Monday, August 13, 2012

Categories: Enforcement Actions

Freedom USA Investing, LLC, James Young - Cease and Desist Order

Tuesday, July 31, 2012

Categories: Enforcement Actions

SECURITIES COMMISSIONER ISSUES CEASE AND DESIST ORDER - Freedom USA Investing, LLC

Tuesday, July 31, 2012

Scott L. Biggs - Cease and Desist Order

Tuesday, July 3, 2012

Categories: Enforcement Actions

SECURITIES COMMISSIONER ISSUES CEASE AND DESIST ORDER - Robert H. Medhus

Thursday, June 21, 2012

Robert H. Medhus, RTM, Ltd., Medhus Company, Associated Financial Services, Inc. - Cease and Desist Order

Thursday, June 21, 2012

Categories: Enforcement Actions

First Call Ventures, LLC d/b/a First Call Movers, Thomas M. White, Please see VACATED ORDER - Cease and Desist Order

Monday, April 30, 2012

Categories: Enforcement Actions

STATEMENT OF POLICY REGARDING CHURCH EXTENSION FUND SECURITIES

Tuesday, March 20, 2012

Subscribe to News View