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SECURITIES COMMISSIONER ISSUES CEASE AND DESIST ORDER

Friday, December 16, 2011

Brent Kitzan d/b/a Kitzan & Associates - Cease and Desist Order

Wednesday, December 14, 2011

Categories: Enforcement Actions

Associated Financial Services, Inc. - Order for Summary Suspension of the Dealer Registration

Tuesday, December 6, 2011

Categories: Enforcement Actions

R. Seelaus & Co. Inc. - Consent Order

Friday, November 25, 2011

Categories: Enforcement Actions

Ross Owen Haugen - Plea Agreement

Monday, November 14, 2011

Categories: Enforcement Actions

ND SECURITIES BRINGS "MAD ABOUT MONEY" TO SCHOOLS

Monday, October 17, 2011

Bismarck, ND - Robert H. Medhus, a former securities broker, has been criminally charged with securities fraud, the sale of unregistered securities, and theft of property.

TOP TRAPS LIST

Monday, October 10, 2011

ARE YOU AN INFORMED INVESTOR?

Monday, October 10, 2011

Raymond James & Associates, Inc., Raymond James Financial Services, Inc. - Administrative Consent Order

Monday, September 26, 2011

Categories: Enforcement Actions

A. J. Balfour & Group, Inc., Joseph L. Allen - Cease and Desist Order

Friday, July 15, 2011

Categories: Enforcement Actions

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