News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

REGISTRATION OF ASSET-BACKED SECURITIES

Tuesday, March 20, 2012

STATEMENT OF POLICY REGARDING CHURCH EXTENSION FUND SECURITIES

Tuesday, March 20, 2012

REGISTRATION OF PUBLICLY OFFERED CATTLE-FEEDING PROGRAMS

Tuesday, March 20, 2012

STATEMENT OF POLICY REGARDING CHURCH BONDS

Tuesday, March 20, 2012

Alan Bernhagen - Consent Order, Consent to Entry of Order

Monday, March 5, 2012

Categories: Enforcement Actions

Hartford Equity Sales Company Inc., Craig H. Miller - Consent Order, Consent to Entry of Order

Monday, March 5, 2012

Categories: Enforcement Actions

Piper Jaffray & Co., Brady Vollmers - Consent Order, Consent to Entry of Order

Thursday, February 16, 2012

Categories: Enforcement Actions

Core Funding Group, L.P., Thomas F. Emmick - Cease and Desist Order

Wednesday, February 8, 2012

Categories: Enforcement Actions

E*TRADE SECURITIES, LLC - Administrative Consent Order, Consent to Entry of Order

Wednesday, February 1, 2012

Categories: Enforcement Actions

STATE STOCK MARKET GAME WINNERS ANNOUNCED FOR MIDDLE SCHOOL

Monday, January 23, 2012

Subscribe to News View