News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

Global 1 Consulting, LLC, Joe Suarez - Cease and Desist Order

Friday, July 15, 2011

Categories: Enforcement Actions

Gibraltar Partners, Inc., Anthony John Johnson - Cease and Desist Order

Monday, May 23, 2011

Categories: Enforcement Actions

RAHFCO Management Group, LLC - Stop Order Summarily Suspending the Offer and Sale

Wednesday, May 4, 2011

Categories: Enforcement Actions

Bio-Sunn, Inc., Lewis A. Bauer - Consent Order

Friday, April 22, 2011

Categories: Enforcement Actions

FORMER BROKER'S PROBATION REVOCATION AFFIRMED ON APPEAL

Wednesday, November 10, 2010

Michael Barukhin - Consent Agreement

Monday, November 1, 2010

Categories: Enforcement Actions

Pop N Go, Inc., Melvin J. Wyman - Cease and Desist Order

Monday, October 18, 2010

Categories: Enforcement Actions

Jason P. Fettig - Order Refusing Registration as an Agent

Monday, October 18, 2010

Categories: Enforcement Actions

Bradley James Stroup - Cease and Desist Order

Friday, October 15, 2010

Categories: Enforcement Actions

ND SECURITIES BRINGS MAD ABOUT MONEY TO SCHOOLS

Wednesday, September 22, 2010

Subscribe to News View